Responsible for leading and executing audits across the banking group. This role requires sound knowledge of banking processes, financial products, and risk management practices. Reporting to an Audit Director, the Senior Auditor will support the planning, execution, and reporting of audits that ensure effective internal controls, compliance, and operational efficiency across various banking and investment domains.
Scope of Coverage:
This role to include Banking Operations, Treasury, Financial Institutions (FIs), Market Risk, Operational Risk, Payments & Acquiring, Corporate Finance, Asset Management, Investments and Brokerage.
Key Responsibilities:
- Assist in planning and executing risk-based audits across assigned areas of the bank.
- Evaluate the effectiveness and efficiency of internal controls, risk management, and governance processes.
- Test control design and operational effectiveness in accordance with audit methodology and regulatory standards.
- Perform walkthroughs, data analysis, substantive testing, and control assessments.
- Prepare clear, well-documented workpapers and contribute to draft audit reports.
- Identify control gaps and recommend practical, risk-based improvements.
- Support root cause analysis of audit findings and participate in validation of remediation efforts.
- Maintain awareness of current regulatory requirements, internal policies, and industry best practices.
- Collaborate with audit teams across other business lines and participate in integrated audits.
- Provide input to the annual audit plan based on risk assessments and emerging risks in banking and finance.
- Contribute to the continuous improvement of audit practices and tools, including use of data analytics.
Qualifications:
- Bachelor’s degree in accounting, Finance, Banking, or related discipline.
- CIA Professional certification is preferred.
Experience Requirements:
- 4+ of relevant internal audit experience, preferably in banking or financial services.
- Exposure to the following areas: Banking Operations, Treasury, Financial Institutions (FIs), Market Risk, Operational Risk, Payments & Acquiring, Corporate Finance, Asset Management, Investments and Brokerage.
- Familiarity with regulatory environments and internal control frameworks.
